Dodd-Frank Act - Articles and news items

Regulation Watch: The US Volcker Rule sends tremors across the globe

June 2014  •  9 June 2014  •  Charles Horn, Ethan Johnson and William Yonge, partners at Morgan Lewis

Since the Great Financial Crisis a number of jurisdictions, including the US, UK, France and Germany have introduced risk-based bank structural reforms. Among these measures, the US Volcker Rule is one of the most debated and controversial parts of the U.S. Dodd-Frank Act, write Charles Horn, Ethan Johnson, and William Yonge, partners at global law firm, Morgan Lewis…

Survey finds industry lagging behind market regulation deadlines as SEF trading begins to take off

News, Treasury news  •  8 April 2014  •  TradeTech

This survey highlights the state of the industry’s preparedness for this new SEF model and potential impact on the OTC derivatives markets.

SEB now registered swap dealer under US Dodd-Frank Act

News, Treasury news  •  10 March 2014  •  SEB

SEB is now a registered swap dealer for clients and counterparties that fall within US regulation. As a registered swap dealer, SEB complies with regulatory requirements stipulated in the US Dodd-Frank Act.

SuperDerivatives files SEF application with CFTC for FX and commodities

News, Trading news  •  2 October 2013  •  SuperDerivatives

In line with the Dodd-Frank act in the US, SuperDerivatives has developed SDX Trading…

CFTC approves Tullett Prebon’s swap execution facility

News, Trading news  •  26 September 2013  •  Tullett Prebon

The Commodity Futures Trading Commission (“CFTC”) has granted temporary registration of Tullett Prebon’s swap execution facility…

EMIR and Dodd-Frank – simplify and share operational processes

Blog  •  29 July 2013  •  Paul Taylor, SWIFT

SWIFT’s Paul Taylor shares his thoughts on how financial institutions can spread the load of upcoming regulatory compliance…

MarketAxess files swap execution facility application with CFTC

News, Treasury news  •  15 July 2013  •  

MarketAxess Holdings Inc. filed its application on Friday July 12, 2013 to become a swap execution facility (SEF)…

Etrali Trading Solutions expands mobile recording offering

News, Trading news  •  17 June 2013  •  

Etrali Trading Solutions and mobile technology partner, Natterbox, announces the expansion of its mobile recording solution for the US…

Time to get comfortable with SEFs

Blog  •  29 May 2013  •  Mark Brennan, Fidessa

Fidessa’s Mark Brennan gives his views on the latest news from the CFTC, and what this means for the swaps market structure…

Commodity Swaps: Corporations Face Rising Transaction Costs

News, Treasury news  •  23 April 2013  •  

Increased transaction costs associated with new regulations on banks could cause companies to reduce hedging activity…

DealHub Regulatory Solutions help banks overcome Dodd Frank challenges

News, Treasury news  •  22 April 2013  •  

DealHub’s regulatory solutions are live at multiple tier one and two banks, helping them comply with new Dodd Frank Regulations…

Lombard Risk “REFORM™ for transaction reporting” goes live

News, Treasury news  •  20 March 2013  •  

Lombard Risk Management is pleased to announce that Lombard Risk’s REFORM for transaction reporting has gone live…

Key lessons for the US from UK phone ruling implementation

Blog  •  11 March 2013  •  Neil Hammerton, CEO of Natterbox

With telephone trading reform coming into force in the US this month, Neil Hammerton, CEO of Natterbox, takes a look at the technology troubles UK traders faced when the FSA’s phone ruling was implemented.

OTC derivatives market failing to take a holistic view of risk

Blog  •  22 February 2013  •  Andy Mellor and Simon Garwood, Fiserv

Not nearly enough attention is being placed on the additional burden that regulations such as Dodd Frank and EMIR will bring, argue Fiserv’s Andy Mellor and Simon Garwood…

What can we expect to see on the regulatory front in 2013?

Blog  •  30 January 2013  •  Matt Clay, Baringa Partners

The tsunami of regulatory change has considerable life left in it yet. Matt Clay of Baringa Partners looks at what is likely to unfold in 2013…


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