- Expert Views
Compliance & Regulation - Articles and news items
Legislation • 16 February 2017 • Frontierpay
Frontierpay will work to educate the Global Payroll Association and the Expat Academy on the importance of reliable, secure and compliant payments.
Legislation • 13 February 2017 • Confluence
Arendt has chosen Confluence’s Unity NXT Regulatory Reporting AIFMD Transparency Reporting solution to aid customers with complex AIFMD reporting.
Convergex has chosen Ancoa’s platform for market surveillance as regulatory requirements for market abuse become tighter.
Legislation • 6 February 2017 • Erste Group/Asset Control
The bank is due to go live with AC Plus for its PRIIPs initiative in September, and will apply the same central security master architecture for MiFID II.
The post-financial crisis world has seen change brought to the FX market. Currency investors are leveraging tech to optimise trading and be compliant.
A collaborative effort between Irish Funds, Deloitte and a group of industry participants is seeing the development of a regulatory reporting blockchain PoC.
Technology news • 2 February 2017 • INDATA/CG Asset Management
CG will use INDATA’s iPM Epic cloud-based platform for OMS & front-office, IBOR, compliance, portfolio accounting and data management.
Technology news • 27 January 2017 • Truphone
Truphone’s SMS recording solution has been chosen by a US tier 1 investment bank, as those in financial services continue the transition from Blackberry.
Legislation • 18 January 2017 • Morgan Lewis
A Morgan Lewis report estimates that fines from cartel enforcement were as high as $7.7bn in 2016, with some cases bringing individual fines of $1bn.
Movers & appointments • 17 January 2017 • DTCC
Formerly of the AMF, Mr West will be responsible for ensuring GTR Europe remains compliant with EMIR trade repository requirements.
Research from Synechron, supported by TABB survey data, shows that regulation is once again the highest priority for decision makers in financial services.
December 2016 • 18 December 2016 • Clive Pedder, Executive Vice President and General Manager, Wolters Kluwer’s Finance, Risk & Reporting business
Banks need to act now to meet increasing regulatory demands and achieve a strategic hold on compliance requirements, says Clive Pedder, Wolters Kluwer.