- Expert Views
Compliance & Regulation - Articles and news items
Trading news • 20 March 2017 • Brigid Taylor, Managing Director, ACI Financial Markets Association
ACIFMA urges its 9,000 members to commit to new FX Global Code, as new rule-set for FX practice nears the end of its development phase.
ICAP plc and ICAP Europe have now been officially dismissed from all three LIBOR-related cases of Yen, Euribor and US dollar.
The ISO/T68 Fintech Technical Advisory Group is aiming to bring articulated and agreed standards to technology innovation.
Technology news • 8 March 2017 • ALA
ALA OneLogic offers big data and finance analytics solutions for financial firms that require analysis of enterprise-wide information.
Movers & appointments • 2 March 2017 • NEX Group
NEX Reg, a new think tank from NEX Optimisation, will be chaired by Kay Swinburne MEP, and will host discussion on regulatory and market structure issues.
35% of 200 professionals believe recent financial regulation has had little or no impact on financial stability. 17% think finance is less stable.
Legislation • 22 February 2017 • Datactics
Datactics will provide a global tier one bank with its RegMetrics solution so it can address the regulatory data quality demands of BCBS 239.
Legislation • 16 February 2017 • Frontierpay
Frontierpay will work to educate the Global Payroll Association and the Expat Academy on the importance of reliable, secure and compliant payments.
Legislation • 13 February 2017 • Confluence
Arendt has chosen Confluence’s Unity NXT Regulatory Reporting AIFMD Transparency Reporting solution to aid customers with complex AIFMD reporting.
Convergex has chosen Ancoa’s platform for market surveillance as regulatory requirements for market abuse become tighter.
Legislation • 6 February 2017 • Erste Group/Asset Control
The bank is due to go live with AC Plus for its PRIIPs initiative in September, and will apply the same central security master architecture for MiFID II.