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The latest legislative news. If you have a piece of news that you would like us to cover, please contact us.
Posted on: 26 August 2011 | Source: Finra
Finra has set out its latest guidance to securities firms and brokers on the use of social media sites such as Facebook, Twitter and LinkedIn...
Posted on: 23 August 2011 | Source: Commodity Futures Trading Commission (CFTC)
Gary Barnett will serve as the agency’s Director of the Division of Swap Dealer and Intermediary Oversight...
Posted on: 22 August 2011 | Source: British Bankers' Association (BBA)
A chorus of concerned bankers and business people is now warning about the consequences to economic growth...
Posted on: 22 August 2011 | Source: Commodity Futures Trading Commission (CFTC)
Bodies approve request for comment that is expected to assist in conducting a joint study on stable value contracts...
Posted on: 22 August 2011 | Source: Futures Industry Association (FIA)
The FIA responds after the Wall Street Journal publishes confidential data on positions held by market participants in the OTC derivatives market...
Posted on: 15 August 2011 | Source: EDHEC-Risk Institute
Decisions by authorities to impose or extend short-selling bans in the wake of renewed market volatility are condemned...
Posted on: 19 July 2011 | Source: Thomson Reuters
Accelus Suite recognised in Enterprise Governance, Risk & Compliance Platforms Magic Quadrant report...
Posted on: 15 July 2011 | Source: Commodity Futures Trading Commission (CFTC)
CFTC continues to implement rules to reduce risk and enhance transparency in the swap markets...
Posted on: 11 July 2011 | Source: Thomson Reuters
Thomson Reuters sets mid-2012 date to be SEF-ready and support global rule book for OTC derivatives trading...
Posted on: 13 June 2011 | Source: Mary Stevens, Wolters Kluwer
Mary Stevens comments on recent fines issued by the the FSA...
Posted on: 25 May 2011 | Source:
48 percent of survey respondents said they were still trying to understand the tax implications, while 27 percent said they were in the process of...
Posted on: 12 May 2011 | Source: Nick Jackson
Approval received from the China Banking Regulatory Commission (CBRC) to open a representative office in Beijing...
Posted on: 30 April 2011 | Source:
The US Treasury 'proposed determination' to exempt foreign exchange forwards and swaps transactions from forced clearing under the Dodd-Frank Act...
Posted on: 30 March 2011 | Source:
Different client segments within the FX market have varying needs depending on their strategic objectives and priorities...
Posted on: 15 March 2011 | Source:
The start of clearing at CME Clearing Europe is timely in light of the need for enhanced risk management in commodity markets...
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