Legislative news

The latest legislative news. If you have a piece of news that you would like us to cover, please contact us.

Regulation Boulevard one way

Survey highlights top 4 areas of bank concern for OTC derivatives regulation

11 July 2011
Thomson Reuters sets mid-2012 date to be SEF-ready and support global rule book for OTC derivatives trading...

Referee brandishing red card

“No more Mr Nice Leniant FSA guy” says Wolters Kluwer

13 June 2011
Mary Stevens comments on recent fines issued by the the FSA...

Frustrated worker

Dodd-Frank and Basel III: taxing times

25 May 2011
48 percent of survey respondents said they were still trying to understand the tax implications, while 27 percent said they were in the process of...

Business man showing China flag shirt

GAIN Capital receives regulatory approval in China

12 May 2011
Approval received from the China Banking Regulatory Commission (CBRC) to open a representative office in Beijing...

AFME adds new member

AFME speaks out on FX exemption

30 April 2011
The US Treasury 'proposed determination' to exempt foreign exchange forwards and swaps transactions from forced clearing under the Dodd-Frank Act...

Phil Weisberg, CEO, FXall

FXall to participate in CFTC public hearing on SEFs – 31st March

30 March 2011
Different client segments within the FX market have varying needs depending on their strategic objectives and priorities...

European flag

CME to begin European clearing in May

15 March 2011
The start of clearing at CME Clearing Europe is timely in light of the need for enhanced risk management in commodity markets...

EU votes for near-ban on naked short selling

MEPs support short selling restrictions

8 March 2011
EU lawmakers vote in favour of severe restrictions on naked short selling of CDS in sovereign debt. ...

Avoid IFRS 9 headaches

IFRS 9 – the true impact on treasury

2 March 2011
According to new research from IT2, just over half of corporate treasurers are truly aware of the implications of IFRS 9...

Michel Zadoroznyj, Vice-President, Product Centre, Treasury & Regulatory Compliance Division, Triple Point Technology

Dodd-Frank: fear, uncertainty and doubt

2 February 2011
Michel Zadoroznyj on how the Dodd-Frank Wall Street Reform & Consumer Protection Act brings in its wake a period of confusion and adjustment...

Wells Fargo joins forces with CME

Wells Fargo joins forces with CME Group

1 February 2011
Under Dodd-Frank, Wells Fargo Securities, LLC will be clearing OTC interest rate derivatives through CME Group...

CFTC sues 14 firms

CFTC sues 14 retail firms for unregistered trading

27 January 2011
As part of a nationwide sweep, the US Commodity Futures Trading Commission (CFTC) has filed enforcement actions...

AIMA sets out recommendations on AIFMD

AIMA responds to ESMA consultation on AIFMD

18 January 2011
AIMA has called for the Alternative Investment Fund Managers Directive (AIFMD) to be flexible, proportionate...

SEPA deadlines proposed

SEPA migration deadlines proposed

17 December 2010
The European Commission has at last released proposals to set migration dates to SEPA instruments...

Geithner in the firing line

No exemption for FX swaps from mandatory clearing…please

1 December 2010
Says a letter to US Treasury Secretary Timothy Geithner from the WFE and IOMA...