Legislative news

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Frontierpay raising awareness of importance of compliant payments

Posted on: 16 February 2017 | Source: Frontierpay

Frontierpay will work to educate the Global Payroll Association and the Expat Academy on the importance of reliable, secure and compliant payments.

Arendt to use Confluence’s Unity NXT Regulatory Reporting for AIFMD

Posted on: 13 February 2017 | Source: Confluence

Arendt has chosen Confluence's Unity NXT Regulatory Reporting AIFMD Transparency Reporting solution to aid customers with complex AIFMD reporting.

Ancoa’s AWS market surveillance platform comes to Convergex

Posted on: 8 February 2017 | Source: Ancoa/Convergex

Convergex has chosen Ancoa's platform for market surveillance as regulatory requirements for market abuse become tighter.

Erste Group Bank chooses Asset Control’s AC Plus for MiFID II compliance

Posted on: 6 February 2017 | Source: Erste Group/Asset Control

The bank is due to go live with AC Plus for its PRIIPs initiative in September, and will apply the same central security master architecture for MiFID II.

Irish Funds collaboration working to develop regulatory reporting blockchain PoC

Posted on: 2 February 2017 | Source: Irish Funds

A collaborative effort between Irish Funds, Deloitte and a group of industry participants is seeing the development of a regulatory reporting blockchain PoC.

Torstone and UnaVista partner to provide MiFIR reporting service

Posted on: 1 February 2017 | Source: Torstone Technology/UnaVista

Torstone's MiFIR reporting service will connect to London Stock Exchange Group’s UnaVista Approved Reporting Mechanism (ARM).

Queensland Treasury Corporation goes live with Wolters Kluwer’s OneSumX

Posted on: 26 January 2017 | Source: QTC/Wolters Kluwer

Queensland Treasury Corporation chooses Wolters Kluwer's integrated finance, risk and regulatory reporting solution, OneSumX.

Risk Focus announces launch of RegTek Solutions

Posted on: 24 January 2017 | Source: Risk Focus Inc

RegTek, a new wholly-owned subsidiary of Risk Focus, will act as the new home for Report-it, a suite of global control and compliance software.

Global cartel enforcement fines reached $7.7bn in 2016

Posted on: 18 January 2017 | Source: Morgan Lewis

A Morgan Lewis report estimates that fines from cartel enforcement were as high as $7.7bn in 2016, with some cases bringing individual fines of $1bn.

smartTrade ready for challenges posed by MiFID II

Posted on: 18 January 2017 | Source: smartTrade

smartTrade make preparations for the challenges poised by MiFIR/MiFID II adoption ahead of the regulatory compliance deadline early in 2018.

AQMetrics adds MiFID II readiness enhancements to RegTech solution

Posted on: 13 January 2017 | Source: AQMetrics

RegTech firm announces enhancements to its risk and compliance solution to help firms prepare for MiFID II ahead of the January 2018 regulatory deadline.

Regulation remains top priority for financial services decision makers

Posted on: 9 January 2017 | Source: Synechron

Research from Synechron, supported by TABB survey data, shows that regulation is once again the highest priority for decision makers in financial services.

SEK opts for Wolters Kluwer’s IFRS9 software

Posted on: 13 December 2016 | Source: Wolters Kluwer

With the required implementation of IFRS9 coming in 2018, the Swedish Export Credit Corporation has chosen Wolter Kluwer's software to help in the process.

FMSB issues guidelines on surveillance and training in wholesale markets

Posted on: 8 December 2016 | Source: FICC Markets Standards Board

The FMSB has issued new guidelines on what measures firms should take to improve surveillance and training in wholesale markets.

Aite Group’s new report highlights importance of compliance departments

Posted on: 8 December 2016 | Source: Aite Group

Lackadaisical attention to compliance standards is no longer acceptable according to a new report from Aite on the importance of compliance departments.

 

 

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